

NISM Certification Online Preparation Investment Advisor Level I
The Investment Advisor certification prep course for the Indian Markets
Self paced
tutorials
Introduction
NISM Certification examination is conducted by National Institute of Securities Market for various securities market participants and intermediaries. SEBI has made it mandatory for financial intermediaries like brokerages and financial firms and their employees to clear the certification exams like the NISM-Series-X-A: Investment Adviser (Level 1 & 2) Certification Examination.
This course is designed to prepare students to clear the Investment Adviser Level 1 certification exam.
It is also suitable for anyone including under graduate / post graduate students and working professionals who would like to develop their knowledge in the area of financial markets and investment advisory business, either to expand their professional careers or to better manage their own finances. The course has been designed in such a way that any person without prior knowledge can easily grasp various financial concepts and develop an intuitive understanding of various issues in the financial advisory business.
Course Package:
- 36 Videos
- 12 Presentations
Target Audience:
Candidates for NISM certification examination conducted by National Institute of Securities Market
Expected Outcome:
- Complete Preparation for the NISM certification examination
- Develop comprehensive understanding of financial markets and financial advisory business
List of Topics:
1. Introduction to Financial Markets
1.1 Indian Economy
1.2 Indian Financial Markets
1.3 Structure of Financial Markets in India
1.4 Role of participants in the Financial Markets
1.5 Regulators of Financial Markets
2. Securities Market Segments
2.1 Primary Markets
2.2 Secondary Markets
2.3 Corporate Actions
3. Mutual Funds
3.1 Features of Mutual Funds
3.2 Concepts & Terms Related to Mutual Funds
3.3 Regulatory Framework of Mutual Funds
3.4 Mutual Fund Products
3.5 Taxation of Mutual Fund Products
3.6 Mutual Fund Investment Options
3.7 Processes associated with Mutual Funds
3.8 Systematic Transactions
4. Investment Products
4.1 Small Savings Instruments
4.2 Fixed Income Instruments
4.3 Alternative Investments
4.4 Direct Equity
5. Managing Investment Risk
5.1 Risk
5.2 Common Types of Risk
5.3 Measuring Risk
6. Measuring Investment Returns
6.1 Understanding Return
6.2 Return Concepts
6.3 Concept of Compounding
6.4 Real Rate of Return
6.5 Tax adjusted Return
6.6 Risk adjusted Return
7. Concept of Financial Planning
7.1 Financial Planning
7.2 Need for Financial Advisory Services
7.3 Scope for Financial Planning Services
7.4 Financial Advisory and Execution
7.5 Assets, Liabilities & Networth
7.6 Preparation of Budget
7.7 Financial Planning Delivery Process
8. Asset Allocation and Investment Strategies
8.1 Asset Classes
8.2 Portfolio Construction
8.3 Practical Asset Allocation and Rebalancing Strategies
8.4 Portfolio Monitoring and Re-balancing
9 Insurance Planning
9.1 Need for Insurance
9.2 Requirements of an insurable risk
9.3 Role of insurance in personal finance
9.4 Steps in Insurance Planning
9.5 Insurance Products
9.6 Life Insurance Products
9.7 Non-life Insurance
9.8 Life Insurance Need Analysis
10 Retirement Planning
10.1 Introduction to retirement planning process
10.2 Estimating the retirement corpus
10.3 Determining the retirement corpus
10.4 Retirement Products
11 Tax and Estate Planning
11.1 Understanding Income Tax Principles
11.2 Tax aspects of investment products
11.3 Wealth Tax Act
11.4 Estate Planning
12 Regulatory Environment and Ethical Issues
12.1 Regulation for Investment Advisors
12.2 Regulatory System and Environment
12.3 Role of Regulators
12.4 Role of Self-Regulatory Organisations
12.5 Prevention of Money Laundering Act
12.6 Code of Conduct and Ethics
12.7 Ethical Issues in providing financial advice
12.8 Investor Complaint Redressal System
Language of instruction: English
- Well structured 12 module course covering the entire curriculum
- 36 Videos and 12 Presentations
- Effectively delivered lectures to prepare future financial advisors
We are a group of professionals with diverse experience in Financial Markets Trading, Risk Consulting and Business Consulting. We are dedicated to providing quality education in the area of financial management.
Schedule & Syllabus
